ICON Capital Group (ICG)
ICON Capital Group (ICG) is a full-service boutique investment banking firm, specializing in creating custom financial solutions tailored for the capital needs of our clients.
Who We Are
ICON Capital Group
At ICON, we are committed to building enduring and mutually beneficial relationships with our clients by providing them with custom, flexible, and creative solutions designed to help them achieve their goals.
What We Offer
Services
Latest News
Current Events
SEC and Market Data
- Company Information About Active Broker-Dealers August 3, 2026This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.
News Releases View
- FINRA Fines UBS Financial $20 Million for Anti-Money Laundering Violations August 3, 2026Includes Repeat Violations Resulting in a Failure to Reasonably Monitor More Than 60,000 Transactions Totaling $10 BillionWASHINGTON—FINRA has fined UBS Financial Services Inc. (UBS Financial) $20 million for anti-money laundering (AML) violations.
Press Releases
- SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division August 5, 2026The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of Enforcement to provide the dedicated expertise, focus, and capacity to pursue accounting and financial reporting fraud cases as well…